-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TbbjspT5U4Kug9GnHOzJrf7dPQdtqGHH3lH6Es+2rUYkhaB7nttNY0slGZ7M5DrE G1KuywiwID7PHCB597D4sg== 0000950133-97-000474.txt : 19970222 0000950133-97-000474.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950133-97-000474 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENTREMED INC CENTRAL INDEX KEY: 0000895051 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 581959440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-46247 FILM NUMBER: 97536479 BUSINESS ADDRESS: STREET 1: 9610 MEDICAL CENTER DR STE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 3012179858 MAIL ADDRESS: STREET 2: 9610 MEDICAL CENTER DR STE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOLADAY JOHN W DR CENTRAL INDEX KEY: 0001033741 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 9610 MEDICAL CENTER DRIVE CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 3012179858 SC 13G 1 ENTREMED, INC. SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ------- ENTREMED, INC. -------------- (Name of Issuer) Common Stock, $.01 par value ---------------------------- (Title of Class of Securities) 29382F103 --------- (CUSIP Number) Check the following box if a fee is being paid with this statement [X]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages --- 2 CUSIP NO. 29382F103 13G PAGE 2 OF 4 PAGES --------- ----- ----- - ------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John W. Holaday, Ph. D. ###-##-#### - ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 983,568 (see item 4) NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ---------------------------------------------------------------------------------------- 6 SHARED VOTING POWER -0- ---------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 983,568 ---------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 983,568 - ------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [x]see item 4 - ------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.99% - ------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! 3 Page 3 of 4 Pages ----- Item 1(a). Name of Issuer : ENTREMED, INC. Item 1(b). Address of Issuer's Principal Executive Offices: 9610 MEDICAL CENTER DRIVE; SUITE 200 ROCKVILLE, MARYLAND 20850 Item 2(a). Name of Person Filing: John W. Holaday, Ph.D. Item 2(b). Address of Principal Business Office or if none, Residence: See item 1(b) above. Item 2(c). Citizenship: U. S. A. See item 4 on page 2 Item 2(d). Title of Class of Securities: Common Stock, $.01 par value ("shares") Item 2(e). CUSIP Number: 29382F103 Item 3. Not Applicable Item 4. Ownership: (a) Amount Beneficially Owned: 983,568 shares. Includes 273,336 shares issuable upon exercise of options which are currently exercisable. Excludes 208,333 shares issuable upon exercise of options which are not exercisable within 60 days. (b) Percent of Class: 7.99% 4 Page 4 of 4 Pages ---- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 983,568 (ii) shares power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 983,568 Item 5. Ownership of Five Percent or Less of a Class Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable Item 7. Identification and Classification of Subsidiary Which Acquired the Securities Not Applicable Item 8. Identification and Classification of Members of the Group Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification Not Applicable After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1997 By: /s/ John W. Holaday, Ph. D. --------------------------- John W. Holaday, Ph. D. -----END PRIVACY-ENHANCED MESSAGE-----